Compliance Venue Manager


McGregor Boyall

2018-10-12 03:05:45

Job location London City, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

New role with a global firm that operates in the world's financial, energy and commodities market, seeking a Venue Compliance Manager to join a new team.

This role will ensure that the trading venue rulebooks, the policies of the firm and a range of controls are applied and complied with. This person will support the trading venue management and the brokers by monitoring activity on the venues.

Responsibilities include:

- Building out the relationship with the FCA

- Maintain oversight of regulatory developments

- Manage and supervise the Energy and Commodities Compliance team

- Provide frequent updates to Senior Management

Person specification:

- Prior experience managing a compliance team

- Prior experience dealing with the FCA (or working within the FCA)

- Knowledge of how MTFs and/or OTFs operate (or previously worked within one)

- Financial, energy and commodities product market knowledge

- MiFID II implementation experience (if implemented at a venue previously this will be advantageous)

**At this time the client is unable to sponsor candidates who require it**

McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.

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