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AML Team Lead/Senior Associate


Projob21.com Ltd.

2020-08-08 07:01:31

Job location Hong Kong, Hong Kong, Hong Kong

Job type: fulltime

Job industry: I.T. & Communications

Job description

We're looking for a candidate to this position in an exciting company.

  • Report to the Regional Head of AML Risk Controller and act as the team lead to over sight AML risk control function by supervising a small team
  • Provide AML advisory/Compliance Monitoring of capital market business activities by proactively working with institutional sales traders, operations and compliance department
  • Assume 1st line of defence to ensure the fulfilment of HKMA/SFC regulatory requirements and corporate governance
  • Conduct gap analysis/procedural review to cater for the continuous changes of regulatory requirements/new business initiatives
  • Promote compliance culture by providing training to the business
  • Experienced candidate will be given team lead function to oversight the AML risk control function for HK/North Asia Branch
  • Degree or above in Business or Law related disciplined
  • CAMS designation is a definite advantage
  • At least 5 years of relevant experience in AML, operational risk or regulatory and business compliance earned from int'l global market/i-banks
  • Solid knowledge of applicable AML regulatory requirements
  • Good understanding of institutional business is highly critical
  • Proactive working attitude and strong sense of responsibilities
  • Excellent communication and interpersonal skills
  • Fluent written and verbal command in English and Chinese (Cantonese and Mandarin)
  • Regional MTB Office Processing hub

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